ABOUT Us
SRO Capital is an investment fund seeking to consistently outperform the long term by employing technical and disciplined investment strategies that strive to give investors enhanced performance when markets move positively and curtailed losses when markets move negatively. The history and future of SRO is represented in our logo. Standing Room Only is an exclusive fund with exclusive talent that also pays homage to the exchange days where in order to participate, it was standing room only.
2 SECURITIES
The Fund uses 2 core securities to execute its strategies – Future and Futures Options.
GROWTH
The fund’s objective is consistent and steady growth
All our goals and strategies are nestled into the overarching objective of balance. We consistently adjust and rebalance the portfolio in order to utilize capital with the most efficiency
3 FOUNDING MEMBERS
The fund has three founding members. One Principal and two Traders who bring extensive experience, deep domain expertise and a competitive edge
Our Approach
SRO utilizes a proprietary systematic trading strategy that utilizes a combination of long/short futures and options to construct a liquid and continuously adjusted portfolio.
Our investment philosophy targets 2 objectives:
Growth and Income
Achieve total returns with both principal appreciation and income
Aligned Interests
Invest in our own fund to make sure interests are aligned
Our Team
Bharat H. Sangani, MD.
CIO & Founder
Dr. Sangani is a founder and principal of SRO Capital, and directly oversees the Portfolio Managers. He has been involved with trading and markets for 20+ years and has developed several proprietary trade strategies with the Portfolio Managers. He also serves as the founder and chairman of Encore Enterprises, Inc. (“Encore”). Dr. Sangani, a practicing cardiologist who devotes time to SRO, cardiology and the Encore group of companies, is a hands-on executive. He is involved in every aspect of the business, from operations to financial management. Dr. Sangani is a Fellow of the American College of Cardiology as well as a member of several other organizations in the United States, England and India.
NIKITA B. SANGANI.
CEO & Portfolio Manager
Ms. Sangani is CEO and portfolio manager for SRO Capital. She is primarily responsible for the Fund’s investment strategy and trading, and oversees the day to day operations of the Fund and other Portfolio Managers. She has worked closely with Dr. Sangani and Mr. Dixon since 2016 and trades futures, futures options, equities, and equities options with a focus on using technical indicators to find optimal exit and entry points while limiting downside risk.
JAMES A. DIXON.
Portfolio Manager
Mr. Dixon is a portfolio manager of SRO Capital and is primarily responsible for the Fund’s investment strategy and trading. He has been associated with Dr. Sangani since 1999, and has been trading and investing in the financial markets since 1977. Jim has had a diverse career in trading and investment management. He started trading financial futures and using computer modeling and analysis for trading in 1987, and has been a retail broker, as well as the head trader for a NASDAQ market maker. Jim has also served 20 years in the U.S. Army.
